Broker Compliance Evaluation Manual

The Broker Compliance Evaluation Manual was prepared to primarily assist the real estate broker conducting residential sales in ascertaining his/her compliance with Department of Real Estate requirements.  It contains many of the questions that you would be asked if visited by a Department of Real Estate representative.  It is divided into two sections: the first dealing with general brokerage office procedures and the other focuses on trust fund handling.

This manual was not designed to encompass all of your obligations and responsibilities under the Real Estate Law but rather as one of the tools you may use when reviewing your records and office procedures. We hope that it will assist you.

This manual is provide in two formats: Online and Portable Document Format (PDF). You will need Adobe Reader (or one of the other Acrobat products) to view the PDF version.

• Online
• Manual